-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MpsxdeKaz/KxLTNOpnEQvd4aAcj+DilytpEwu5HKz3bpgHYX+QJocmTuO5/c5HGa wtPurMhz0hwDbnyBE/ySfQ== 0001123292-05-000830.txt : 20051028 0001123292-05-000830.hdr.sgml : 20051028 20051028164827 ACCESSION NUMBER: 0001123292-05-000830 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20051028 DATE AS OF CHANGE: 20051028 GROUP MEMBERS: ANGELA NORMAN BROWN GROUP MEMBERS: HARRY D. MURPHY GROUP MEMBERS: JOYCE MURPHY MINCHEW GROUP MEMBERS: MARC D. MURPHY GROUP MEMBERS: STRATTON K. MURPHY GROUP MEMBERS: WENDELL H. MURPHY, JR. GROUP MEMBERS: WENDY MURPHY CRUMPLER SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SMITHFIELD FOODS INC CENTRAL INDEX KEY: 0000091388 STANDARD INDUSTRIAL CLASSIFICATION: MEAT PACKING PLANTS [2011] IRS NUMBER: 520845861 STATE OF INCORPORATION: VA FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-07808 FILM NUMBER: 051163836 BUSINESS ADDRESS: STREET 1: 200 COMMERCE STREET STREET 2: EXECUTIVE OFFICE BUILDING CITY: SMITHFIELD STATE: VA ZIP: 23430 BUSINESS PHONE: 7573653000 MAIL ADDRESS: STREET 1: 200 COMMERCE STREET STREET 2: EXECUTIVE OFFICE BUILDING CITY: SMITHFIELD STATE: VA ZIP: 23430 FORMER COMPANY: FORMER CONFORMED NAME: LIBERTY EQUITIES CORP DATE OF NAME CHANGE: 19710221 FORMER COMPANY: FORMER CONFORMED NAME: LIBERTY REAL ESTATE TRUST DATE OF NAME CHANGE: 19661113 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MURPHY WENDELL H CENTRAL INDEX KEY: 0000904450 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: P.O. BOX 1087 CITY: ROSE HILL STATE: NC ZIP: 28458 BUSINESS PHONE: 910 289 6439 MAIL ADDRESS: STREET 1: PO BOX 1087 CITY: ROSE HILL STATE: NC ZIP: 28458 SC 13D/A 1 smithfieldfoods.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13D

 

Under the Securities Exchange Act of 1934

(Amendment No. 4)*

 

Smithfield Foods, Inc.

(Name of Issuer)

 

Common Stock, $.50 par value

(Title of Class of Securities)

 

832248 95 9

(CUSIP Number)

 

Mark Roberts

P.O. Box 1087

Rose Hill, NC 28458

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

 

January 28, 2005

(Date of Event which Requires Filing of this Statement)

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box. o

 

* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.

 

 

 

 

 

CUSIP No. 832248 95 9

 

 

 

1

NAME OF REPORTING PERSON

Wendell H. Murphy

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)   o

(b)   o

 

3

SEC USE ONLY

 

 

4

SOURCE OF FUNDS*

OO

 

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e)

o

 

6

CITIZENSHIP OR PLACE OF ORGANIZATION

United States of America

 

 

 

NUMBER OF

7

SOLE VOTING POWER

4,957,552

SHARES

BENEFICIALLY

OWNED BY

8

SHARED VOTING POWER

0

 

EACH

REPORTING

PERSON

9

SOLE DISPOSITIVE POWER

3,596,637

WITH

 

 

10

SHARED DISPOSITIVE POWER

0

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

4,957,552

 

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*

o

 

 

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

4.5%

 

14

TYPE OF REPORTING PERSON*

IN

 

*SEE INSTRUCTIONS BEFORE FILLING OUT!

 

 

 

 

 

CUSIP No. 832248 95 9

 

 

 

1

NAME OF REPORTING PERSON

Harry D. Murphy

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)   o

(b)   o

 

3

SEC USE ONLY

 

 

4

SOURCE OF FUNDS*

OO

 

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e)

o

 

6

CITIZENSHIP OR PLACE OF ORGANIZATION

United States of America

 

 

 

NUMBER OF

7

SOLE VOTING POWER

1,526,985

SHARES

BENEFICIALLY

OWNED BY

8

SHARED VOTING POWER

0

 

EACH

REPORTING

PERSON

9

SOLE DISPOSITIVE POWER

1,167,452

WITH

 

 

10

SHARED DISPOSITIVE POWER

0

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

1,526,985

 

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*

o

 

 

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

1.0%

 

14

TYPE OF REPORTING PERSON*

IN

 

*SEE INSTRUCTIONS BEFORE FILLING OUT!

 

 

 

 

CUSIP No. 832248 95 9

 

 

 

1

NAME OF REPORTING PERSON

Joyce Murphy Minchew

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)   o

(b)   o

 

3

SEC USE ONLY

 

 

4

SOURCE OF FUNDS*

OO

 

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e)

o

 

6

CITIZENSHIP OR PLACE OF ORGANIZATION

United States of America

 

 

 

NUMBER OF

7

SOLE VOTING POWER

1,698,125

SHARES

BENEFICIALLY

OWNED BY

8

SHARED VOTING POWER

0

 

EACH

REPORTING

PERSON

9

SOLE DISPOSITIVE POWER

1,236,091

WITH

 

 

10

SHARED DISPOSITIVE POWER

0

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

1,698,125

 

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*

o

 

 

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

1.5%

 

14

TYPE OF REPORTING PERSON*

IN

 

*SEE INSTRUCTIONS BEFORE FILLING OUT!

 

 

 

 

 

CUSIP No. 832248 95 9

 

 

1

NAME OF REPORTING PERSON

Wendell H. Murphy, Jr.

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)   o

(b)   o

 

3

SEC USE ONLY

 

 

4

SOURCE OF FUNDS*

OO

 

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e)

o

 

6

CITIZENSHIP OR PLACE OF ORGANIZATION

United States of America

 

 

 

NUMBER OF

7

SOLE VOTING POWER

5,283,002

SHARES

BENEFICIALLY

OWNED BY

8

SHARED VOTING POWER

0

EACH

REPORTING

PERSON

9

SOLE DISPOSITIVE POWER

3,259,949

WITH

 

 

10

SHARED DISPOSITIVE POWER

0

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

5,283,002

 

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*

o

 

 

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

4.8%

 

14

TYPE OF REPORTING PERSON*

IN

 

*SEE INSTRUCTIONS BEFORE FILLING OUT!

 

 

 

 

 

 

CUSIP No. 832248 95 9

 

 

 

1

NAME OF REPORTING PERSON

Wendy Murphy Crumpler

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)   o

(b)   o

 

3

SEC USE ONLY

 

 

4

SOURCE OF FUNDS*

OO

 

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e)

o

 

6

CITIZENSHIP OR PLACE OF ORGANIZATION

United States of America

 

 

 

NUMBER OF

7

SOLE VOTING POWER

993,348

SHARES

BENEFICIALLY

OWNED BY

8

SHARED VOTING POWER

0

 

EACH

REPORTING

PERSON

9

SOLE DISPOSITIVE POWER

692,855

WITH

 

 

10

SHARED DISPOSITIVE POWER

0

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

993,348

 

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*

o

 

 

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

0.9%

 

14

TYPE OF REPORTING PERSON*

IN

 

*SEE INSTRUCTIONS BEFORE FILLING OUT!

 

 

 

 

 

CUSIP No. 832248 95 9

 

 

 

1

NAME OF REPORTING PERSON

Stratton K. Murphy

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)   o

(b)   o

 

3

SEC USE ONLY

 

 

4

SOURCE OF FUNDS*

OO

 

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e)

o

 

6

CITIZENSHIP OR PLACE OF ORGANIZATION

United States of America

 

 

 

NUMBER OF

7

SOLE VOTING POWER

869,292

SHARES

BENEFICIALLY

OWNED BY

8

SHARED VOTING POWER

0

 

EACH

REPORTING

PERSON

9

SOLE DISPOSITIVE POWER

546,741

WITH

 

 

10

SHARED DISPOSITIVE POWER

0

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

869,292

 

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*

o

 

 

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

0.8%

 

14

TYPE OF REPORTING PERSON*

IN

 

*SEE INSTRUCTIONS BEFORE FILLING OUT!

 

 

 

 

 

 

CUSIP No. 832248 95 9

 

 

 

1

NAME OF REPORTING PERSON

Marc D. Murphy

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)   o

(b)   o

 

3

SEC USE ONLY

 

 

4

SOURCE OF FUNDS*

OO

 

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e)

o

 

6

CITIZENSHIP OR PLACE OF ORGANIZATION

United States of America

 

 

 

NUMBER OF

7

SOLE VOTING POWER

869,292

SHARES

BENEFICIALLY

OWNED BY

8

SHARED VOTING POWER

0

 

EACH

REPORTING

PERSON

9

SOLE DISPOSITIVE POWER

546,741

WITH

 

 

10

SHARED DISPOSITIVE POWER

0

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

869,292

 

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*

o

 

 

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

0.8%

 

14

TYPE OF REPORTING PERSON*

IN

 

*SEE INSTRUCTIONS BEFORE FILLING OUT!

 

 

 

 

 

 

CUSIP No. 832248 95 9

 

 

1

NAME OF REPORTING PERSON

Angela Norman Brown

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)   o

(b)   o

 

3

SEC USE ONLY

 

 

4

SOURCE OF FUNDS*

OO

 

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e)

o

 

6

CITIZENSHIP OR PLACE OF ORGANIZATION

United States of America

 

 

 

NUMBER OF

7

SOLE VOTING POWER

545,346

SHARES

BENEFICIALLY

OWNED BY

8

SHARED VOTING POWER

0

 

EACH

REPORTING

PERSON

9

SOLE DISPOSITIVE POWER

380,201

WITH

 

 

10

SHARED DISPOSITIVE POWER

0

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

545,346

 

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*

o

 

 

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

0.5%

 

14

TYPE OF REPORTING PERSON*

IN

 

*SEE INSTRUCTIONS BEFORE FILLING OUT!

 

 

 

 

CUSIP No. 832248 95 9

 

 

 

This Amendment No. 4 to Schedule 13D relating to the common stock (the “Smithfield Common Stock”) of Smithfield Foods, Inc., a Virginia corporation (“Smithfield”), is being filed on behalf of Wendell H. Murphy, Harry D. Murphy, Joyce Murphy Minchew, Wendell H. Murphy, Jr., Wendy Murphy Crumpler, Stratton K. Murphy, Marc D. Murphy and Angela Norman Brown (each, a “Reporting Person” and, collectively, the “Reporting Persons”), to amend the Schedule 13D which was originally filed with the Securities and Exchange Commission (the “Commission”) on August 31, 2001 (the “Schedule 13D”), as amended by Amendment No. 1 to the Schedule 13D filed with the Commission on November 7, 2001, Amendment No. 2 to the Schedule 13D filed with the Commission on October 23, 2003, and Amendment No. 3 to the Schedule 13D filed with the Commission on July 14, 2004. Unless otherwise indicated, all capitalized terms used but not defined herein shall have the meanings set forth in the Schedule 13D. This Amendment No. 4 is being filed to report the disbanding of the Reporting Persons’ Section 13(d) group.

 

 

Item 4

Purpose of Transaction

 

Item 4 is supplemented as follows:

 

As a result of the January 28, 2005 expiration of both the Shareholders Agreement, dated January 28, 2000, by and among Smithfield and the Reporting Persons and the Registration Rights Agreement, dated January 28, 2000, by and among Smithfield and the Reporting Persons, the Reporting Persons are no longer acting together for the purpose of acquiring, holding, voting or disposing of the shares of Smithfield Common Stock or other securities of Smithfield. Accordingly, the Reporting Persons are no longer deemed a “group” within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934, as amended. Each of the Reporting Persons acts independently and makes his or her own investment and voting decisions with regard to his or her holdings of Smithfield Common Stock or other equity securities of Smithfield.

 

Item 5

Interest in Securities of the Issuer

 

Current Beneficial Ownership of the Reporting Persons:

 

As of the date of this Amendment, the Reporting Persons beneficially own an aggregate of 16,742,942 shares of Smithfield Common Stock. The shares beneficially owned by the Reporting Persons represent approximately 15.1% of the 111,103,597 shares of Smithfield Common Stock outstanding on August 31, 2005, as set forth in the Form 10-Q of Smithfield filed on September 9, 2005. The number of shares of Smithfield Common Stock beneficially owned by each Reporting Person is as follows:

 

 

 

Reporting Person

 

 

Total Number of Shares Beneficially Owned

 

Percentage of Outstanding Common Stock

Wendell H. Murphy

4,957,552

4.5%

Harry D. Murphy

1,526,985

1.0%

Joyce Murphy Minchew

1,698,125

1.5%

Wendell H. Murphy, Jr.

5,283,002

4.8%

Wendy Murphy Crumpler

993,348

0.9%

Stratton K. Murphy

869,292

0.8%

Marc D. Murphy

869,292

0.8%

Angela Norman Brown

545,346

0.5%

Total

16,742,942

15.1%

 

 

 

 

 

CUSIP No. 832248 95 9

 

 

 

Signature

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Amendment No. 4 to Schedule 13D is true, complete and correct.

 

Date:

October 28, 2005

 

 

Wendell H. Murphy

 

/s/ Mark Roberts

Mark Roberts

Attorney-in-Fact

 

Harry D. Murphy

 

/s/ Mark Roberts

Mark Roberts

Attorney-in-Fact

 

Joyce Murphy Minchew

 

/s/ Mark Roberts

Mark Roberts

Attorney-in-Fact

 

Wendell H. Murphy, Jr.

 

/s/ Mark Roberts

Mark Roberts

Attorney-in-Fact

 

Wendy Murphy Crumpler

 

/s/ Mark Roberts

Mark Roberts

Attorney-in-Fact

 

Stratton K. Murphy

 

/s/ Mark Roberts

Mark Roberts

Attorney-in-Fact

 

 Marc D. Murphy

 

/s/ Mark Roberts

Mark Roberts

Attorney-in-Fact

 

Angela Norman Brown

 

/s/ Mark Roberts

Mark Roberts

Attorney-in-Fact

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